{
 "node": "au-cm-kg",
 "door": "https://mcp.au-cm-kg.ai",
 "market": "au",
 "jurisdiction_namespace": "au-eco-10060",
 "chapter": "au.chapter.v15",
 "source": "Book of Markets mirror (allooloocmkgapex/book), read at request time",
 "kind": "book-section",
 "family": "ECO",
 "version": "au.eco.v4",
 "supersedes": "au.eco.v3",
 "book_path": "au/sections/au.eco.v4.json",
 "book_sha256": "sha256:f6abb5114c60b5e29c95d29f6d882f0c37bceb120efe217c675cb8dea52da1ba",
 "section": {
  "section_id": "book:au:eco",
  "family": "ECO",
  "schema": "SM-ECO-10060 canonical text v1.0 (2026-10-30) · chapter schema v0.1 (unratified) · Appendix A",
  "schema_version": "0.1",
  "version": "au.eco.v4",
  "supersedes": "au.eco.v3",
  "market": "au",
  "node": "au-cm-kg",
  "produced_at": "2026-11-01T00:35:35Z",
  "observed": {
   "earliest_read": "2026-10-23",
   "latest_read": "2026-11-01T00:35:23Z"
  },
  "fields": [
   {
    "name": "jurisdiction_scope",
    "value": {
     "territory": "Australia",
     "regime": "Design and distribution obligations in Pt 7.8A of the Corporations Act",
     "applicability": "issuers and distributors of financial products that are available for acquisition by issue or by regulated sale in Australia"
    },
    "read_at": "2026-10-31T01:52:26Z",
    "pages_checked": [
     "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/",
     "https://www.deloitte.com/au/en/services/audit-assurance/analysis/design-distribution-obligations-product-intervention-powers.html",
     "https://asic.gov.au/about-asic/what-we-do/",
     "https://treasury.gov.au/sites/default/files/2021-09/c2019-t408904-206688.docx",
     "https://download.asic.gov.au/media/5893595/apra-asic-joint-letter-mo-ddo.pdf",
     "https://mcp.getissuer.ai/mcp",
     "https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/faqs-design-and-distribution-obligations-for-advice-licensees-and-financial-advisers"
    ],
    "source_url": "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
    "source_date": "September 2024"
   },
   {
    "name": "competent_authorities",
    "value": "Australian Securities and Investments Commission (ASIC) - \"Australia's integrated corporate, markets, financial services and consumer credit regulator\"",
    "read_at": "2026-10-23",
    "pages_checked": [
     "https://asic.gov.au/about-asic/what-we-do/"
    ],
    "source_url": "https://asic.gov.au/about-asic/what-we-do/"
   },
   {
    "name": "duty_map",
    "value": [
     {
      "duty": "Prepare a TMD",
      "rule": "s994B",
      "regulator": "ASIC",
      "source_url": "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
      "source_date": "September 2024",
      "read_at": "2026-11-01T00:34:59Z"
     },
     {
      "duty": "Make the TMD publicly available",
      "rule": "s994B(9)",
      "regulator": "ASIC",
      "source_url": "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
      "source_date": "September 2024",
      "read_at": "2026-11-01T00:34:59Z"
     },
     {
      "duty": "Take reasonable steps in relation to distribution",
      "rule": "s994E(1)",
      "regulator": "ASIC",
      "source_url": "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
      "source_date": "September 2024",
      "read_at": "2026-11-01T00:34:59Z"
     },
     {
      "duty": "Review the TMD to ensure that it remains appropriate",
      "rule": "s994C",
      "regulator": "ASIC",
      "source_url": "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
      "source_date": "September 2024",
      "read_at": "2026-11-01T00:34:59Z"
     },
     {
      "duty": "Notify ASIC of ‘significant dealings’",
      "rule": "s994G",
      "regulator": "ASIC",
      "source_url": "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
      "source_date": "September 2024",
      "read_at": "2026-11-01T00:34:59Z"
     },
     {
      "duty": "Take reasonable steps in relation to distribution",
      "rule": "s994E(3)",
      "regulator": "ASIC",
      "source_url": "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
      "source_date": "September 2024",
      "read_at": "2026-11-01T00:34:59Z"
     },
     {
      "duty": "Notify the issuer of ‘significant dealings’",
      "rule": "s994F(6)",
      "regulator": "ASIC",
      "source_url": "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
      "source_date": "September 2024",
      "read_at": "2026-11-01T00:34:59Z"
     },
     {
      "duty": "Keep records",
      "rule": "s994F(3)",
      "regulator": "ASIC",
      "source_url": "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
      "source_date": "September 2024",
      "read_at": "2026-11-01T00:34:59Z"
     }
    ],
    "read_at": "2026-11-01T00:35:23Z",
    "pages_checked": [
     "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
     "https://mcp.getissuer.ai/mcp",
     "https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-274-product-design-and-distribution-obligations",
     "https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/faqs-design-and-distribution-obligations-for-advice-licensees-and-financial-advisers",
     "https://www.asic.gov.au/regulatory-resources/managed-funds/design-and-distribution-obligations-for-schemes",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-320mr-asic-releases-regulatory-guide-on-product-design-and-distribution-obligations/"
    ],
    "source_url": "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
    "source_date": "September 2024",
    "conflict": {
     "values": [
      {
       "object": {
        "duty": "Keep records",
        "rule": "s994F(1) and (3)",
        "regulator": "ASIC"
       },
       "source_url": "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
       "quote": "An issuer must keep complete and accurate records of:",
       "source_date": "September 2024",
       "reason": "review UNSUPPORTED: SUPPORTED, The excerpt explicitly states the duty to \"keep complete and accurate records\" under s994F(1) and (3), matching the claimed value."
      },
      {
       "object": {
        "duty": "Not to distribute unless a TMD has been made",
        "rule": "s994D",
        "regulator": "ASIC"
       },
       "source_url": "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
       "quote": "A distributor must not engage in retail product distribution conduct in relation to a financial product unless it is engaging in excluded conduct",
       "source_date": "September 2024",
       "reason": "review PARTIAL: PARTIAL\n\nThe excerpt confirms the duty under **s994D** (\"A distributor must not engage in retail product distribution conduct... unless... a TMD has been made\"), but the claimed value omits key except"
      },
      {
       "value": [
        {
         "duty": "DDO (Design and Distribution Obligations)"
        }
       ],
       "source_url": "https://mcp.getissuer.ai/mcp",
       "source_date": null,
       "superseded": "not read from the Corporations Act 2001 Part 7.8A (design and distribution obligations, ss 994A-994Q) and ASIC Regulatory Guide 274 (DEFECTS-01)"
      }
     ],
     "reason": "objects that did not verify (each with its reason)",
     "selection_rule": "none — unresolved"
    }
   },
   {
    "name": "regulated_activities",
    "value": "not_found",
    "read_at": "2026-10-31T01:45:55Z",
    "pages_checked": [
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/",
     "https://www.deloitte.com/au/en/services/audit-assurance/analysis/design-distribution-obligations-product-intervention-powers.html",
     "https://asic.gov.au/about-asic/what-we-do/",
     "https://treasury.gov.au/sites/default/files/2021-09/c2019-t408904-206688.docx",
     "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
     "https://download.asic.gov.au/media/5893595/apra-asic-joint-letter-mo-ddo.pdf",
     "https://mcp.getissuer.ai/mcp",
     "https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/faqs-design-and-distribution-obligations-for-advice-licensees-and-financial-advisers"
    ],
    "conflict": {
     "values": [
      {
       "value": [
        {
         "activity": "credit activities",
         "authorisation": "licence authorising the person to engage in the credit activity (section 29 of the Credit Act)"
        }
       ],
       "source_url": "https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf",
       "quote": "section 29 of the Credit Act which prohibits a person from engaging in credit activities without a licence authorising the person to engage in the credit activity",
       "source_date": null
      }
     ],
     "reason": "review PARTIAL: PARTIAL\n\nThe excerpt mentions section 29 of the Credit Act prohibiting unlicensed credit activities, but it does so in the context of extending *distribution obligations* under a different regime (DDO",
     "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)"
    }
   },
   {
    "name": "participant_categories",
    "value": "not_found",
    "read_at": "2026-10-31T01:52:26Z",
    "pages_checked": [
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/",
     "https://www.deloitte.com/au/en/services/audit-assurance/analysis/design-distribution-obligations-product-intervention-powers.html",
     "https://asic.gov.au/about-asic/what-we-do/",
     "https://treasury.gov.au/sites/default/files/2021-09/c2019-t408904-206688.docx",
     "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
     "https://download.asic.gov.au/media/5893595/apra-asic-joint-letter-mo-ddo.pdf",
     "https://mcp.getissuer.ai/mcp",
     "https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/faqs-design-and-distribution-obligations-for-advice-licensees-and-financial-advisers"
    ]
   },
   {
    "name": "product_categories",
    "value": "not_found",
    "read_at": "2026-10-31T01:52:26Z",
    "pages_checked": [
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/",
     "https://www.deloitte.com/au/en/services/audit-assurance/analysis/design-distribution-obligations-product-intervention-powers.html",
     "https://asic.gov.au/about-asic/what-we-do/",
     "https://treasury.gov.au/sites/default/files/2021-09/c2019-t408904-206688.docx",
     "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
     "https://download.asic.gov.au/media/5893595/apra-asic-joint-letter-mo-ddo.pdf",
     "https://mcp.getissuer.ai/mcp",
     "https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/faqs-design-and-distribution-obligations-for-advice-licensees-and-financial-advisers"
    ]
   },
   {
    "name": "issuer_and_listing_scope",
    "value": {
     "primary_vs_secondary": "The DDO regime applies to primary or initial offerings of financial products to retail clients; it does not apply to trading of products on secondary markets"
    },
    "read_at": "2026-10-31T01:45:55Z",
    "pages_checked": [
     "https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf",
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/",
     "https://www.deloitte.com/au/en/services/audit-assurance/analysis/design-distribution-obligations-product-intervention-powers.html",
     "https://asic.gov.au/about-asic/what-we-do/",
     "https://treasury.gov.au/sites/default/files/2021-09/c2019-t408904-206688.docx",
     "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
     "https://download.asic.gov.au/media/5893595/apra-asic-joint-letter-mo-ddo.pdf",
     "https://mcp.getissuer.ai/mcp",
     "https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/faqs-design-and-distribution-obligations-for-advice-licensees-and-financial-advisers"
    ],
    "source_url": "https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf",
    "source_date": "2019-09-10"
   },
   {
    "name": "exchanges_and_venues",
    "value": [
     {
      "name": "ASX (Australian Securities Exchange; listing rules operator)",
      "listings_page": "https://www.asx.com.au/markets/trade-our-cash-market/directory"
     }
    ],
    "read_at": "2026-10-23",
    "pages_checked": [
     "https://www.asx.com.au/markets/trade-our-cash-market/directory"
    ],
    "source_url": "https://www.asx.com.au/markets/trade-our-cash-market/directory"
   },
   {
    "name": "information_stores",
    "value": "ASX market announcements (Market Announcements Office / platform; today's and historical announcements). Periodic disclosure is 'made to ASX's market announcements office'",
    "read_at": "2026-10-23",
    "pages_checked": [
     "https://www.asx.com.au/markets/trade-our-cash-market/announcements",
     "https://www.asx.com.au/documents/rules/Chapter04.pdf"
    ],
    "source_url": "https://www.asx.com.au/markets/trade-our-cash-market/announcements",
    "conflict": {
     "values": [
      {
       "value": [
        {
         "name": "ASX market announcements (ASX market announcements office / Market Announcements Platform)",
         "description": "You can search for historical market announcements online. All company announcements are also available to view via brokers and news agencies."
        }
       ],
       "source_url": "https://www.asx.com.au/markets/trade-our-cash-market/announcements",
       "quote": "You can search for historical market announcements online. \nAll company announcements are also available to view via brokers and news agencies.",
       "source_date": null
      }
     ],
     "reason": "review PARTIAL: PARTIAL\n\nThe excerpt confirms the availability of historical market announcements online and mentions access via brokers/news agencies, but it does not explicitly reference the \"ASX market announcemen",
     "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)"
    }
   },
   {
    "name": "store_lookup",
    "value": "ASX Historical announcements search page (under Markets > Trade our cash market); page text does not confirm search-by-code or a per-company URL pattern",
    "read_at": "2026-10-23",
    "pages_checked": [
     "https://www.asx.com.au/markets/trade-our-cash-market/historical-announcements"
    ],
    "source_url": "https://www.asx.com.au/markets/trade-our-cash-market/historical-announcements",
    "conflict": {
     "values": [
      {
       "value": [
        {
         "store": "ASX historical announcements",
         "method": "Search for recent and past announcements"
        }
       ],
       "source_url": "https://www.asx.com.au/markets/trade-our-cash-market/historical-announcements",
       "quote": "Historical announcements \nSearch for recent and past announcements",
       "source_date": null
      }
     ],
     "reason": "review UNSUPPORTED: UNSUPPORTED. The excerpt mentions \"Historical announcements\" and \"Search for recent and past announcements\" as a feature, but it does not explicitly confirm the store as \"ASX historical announcements\"",
     "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)"
    }
   },
   {
    "name": "periodic_reporting",
    "value": [
     {
      "report": "Half-year (Appendix 4D with half-year accounts, LR 4.2A)",
      "deadline": "no later than 2 months (75 days for a mining exploration entity or oil and gas exploration entity) after the end of the half year"
     },
     {
      "report": "Preliminary final report (Appendix 4E, LR 4.3A/4.3B)",
      "deadline": "no later than two months after the end of the accounting period"
     },
     {
      "report": "Annual report (LR 4.5)",
      "deadline": "when lodged with ASIC and in any event no later than three months after the end of the accounting period"
     }
    ],
    "read_at": "2026-10-23",
    "pages_checked": [
     "https://www.asx.com.au/documents/rules/Chapter04.pdf"
    ],
    "source_url": "https://www.asx.com.au/documents/rules/Chapter04.pdf",
    "conflict": {
     "values": [
      {
       "value": [
        {
         "duty": "Half-year documents lodged with ASIC given to ASX",
         "deadline": "no later than 2 months (75 days for a mining exploration entity or oil and gas exploration entity) after the end of the half year"
        },
        {
         "duty": "Full-year documents lodged with ASIC given to ASX",
         "deadline": "three months after the end of the full year"
        },
        {
         "duty": "Appendix 4E preliminary final report (except mining/oil and gas exploration entities)",
         "deadline": "no later than two months after the end of the accounting period"
        },
        {
         "duty": "Quarterly disclosure",
         "rule": "4.7B"
        }
       ],
       "source_url": "https://www.asx.com.au/documents/rules/Chapter04.pdf",
       "quote": "no later than 2 months (75 days for a +mining exploration entity or +oil and gas exploration entity) after the end of the half year or three months after the end of the full year, which are the time limits which apply under ASX Listing Rules.",
       "source_date": "1 December 2019"
      }
     ],
     "reason": "review PARTIAL: PARTIAL\n\nThe excerpt supports the deadlines for lodging half-year and full-year documents with ASX (including the 75-day exception for mining/oil and gas exploration entities) but does not explicitly ",
     "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)"
    }
   },
   {
    "name": "ad_hoc_disclosure",
    "value": "ASX Listing Rule 3.1: \"Once an entity is or becomes aware of any information concerning it that a reasonable person would expect to have a material effect on the price or value of the entity's securities, the entity must immediately tell ASX that information.\" Exceptions in LR 3.1A; guidance in Guidance Note 8",
    "read_at": "2026-10-23",
    "pages_checked": [
     "https://www.asx.com.au/documents/rules/Chapter03.pdf",
     "https://www.asx.com.au/content/dam/asx/rules-guidance-notes-waivers/asx-listing-rules/guidance-notes/gn08-continuous-disclosure.pdf"
    ],
    "source_url": "https://www.asx.com.au/documents/rules/Chapter03.pdf"
   },
   {
    "name": "filing_formats",
    "value": [
     {
      "document": "Half-year information under rule 4.2A (Appendix 4D)",
      "format": "documents must be merged into one pdf file to be eLodged"
     },
     {
      "document": "Preliminary final report under rule 4.3A (Appendix 4E)",
      "format": "documents must be merged into one pdf file to be eLodged"
     }
    ],
    "read_at": "2026-10-31T01:53:03Z",
    "pages_checked": [
     "https://www.asx.com.au/documents/rules/Chapter04.pdf",
     "https://www.asx.com.au/markets/trade-our-cash-market/announcements",
     "https://www.ioof.com.au/financial-advisers/design-and-distribution-obligations",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-115mr-asic-calls-on-investment-product-issuers-to-lift-their-game-on-design-and-distribution-obligations",
     "https://www.asx.com.au/markets/trade-our-cash-market/historical-announcements",
     "https://www.asic.gov.au/regulatory-resources/managed-funds/design-and-distribution-obligations-for-schemes",
     "https://advisers.zurich.com.au/resources/change-navigator/design-and-distribution-obligations",
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://www.asx.com.au/documents/rules/Chapter03.pdf",
     "https://www.asx.com.au/content/dam/asx/rules-guidance-notes-waivers/asx-listing-rules/guidance-notes/gn08-continuous-disclosure.pdf"
    ],
    "source_url": "https://www.asx.com.au/documents/rules/Chapter04.pdf",
    "source_date": "1 December 2019"
   },
   {
    "name": "filing_languages",
    "value": "Documents given to ASX that are not in English must be accompanied by an English translation (Guidance Note 8 s4.19, re overseas-exchange documents)",
    "read_at": "2026-10-23",
    "pages_checked": [
     "https://www.asx.com.au/content/dam/asx/rules-guidance-notes-waivers/asx-listing-rules/guidance-notes/gn08-continuous-disclosure.pdf"
    ],
    "source_url": "https://www.asx.com.au/content/dam/asx/rules-guidance-notes-waivers/asx-listing-rules/guidance-notes/gn08-continuous-disclosure.pdf",
    "conflict": {
     "values": [
      {
       "value": [
        {
         "language": "English",
         "applies_to": "ASX Debt Listing not required to comply with section 319 or 601CK: copy of annual accounts lodged with home regulatory authorities, within 10 business days of lodging them"
        }
       ],
       "source_url": "https://www.asx.com.au/documents/rules/Chapter04.pdf",
       "quote": "it must give to ASX, in English, a copy of any annual +accounts that it lodges with the regulatory authorities in the jurisdiction in which it is established within 10 +business days of lodging them.",
       "source_date": "1 December 2019"
      }
     ],
     "reason": "review UNSUPPORTED: SUPPORTED, The excerpt explicitly states that if an ASX Debt Listing is **not** required to comply with section 319 or 601CK, it must provide ASX with a copy of annual accounts lodged with its home re",
     "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)"
    }
   },
   {
    "name": "prospectus_regime",
    "value": "not_found",
    "read_at": "2026-10-31T01:53:03Z",
    "pages_checked": [
     "https://www.asx.com.au/markets/trade-our-cash-market/announcements",
     "https://www.asx.com.au/documents/rules/Chapter04.pdf",
     "https://www.ioof.com.au/financial-advisers/design-and-distribution-obligations",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-115mr-asic-calls-on-investment-product-issuers-to-lift-their-game-on-design-and-distribution-obligations",
     "https://www.asx.com.au/markets/trade-our-cash-market/historical-announcements",
     "https://www.asic.gov.au/regulatory-resources/managed-funds/design-and-distribution-obligations-for-schemes",
     "https://advisers.zurich.com.au/resources/change-navigator/design-and-distribution-obligations",
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://www.asx.com.au/documents/rules/Chapter03.pdf",
     "https://www.asx.com.au/content/dam/asx/rules-guidance-notes-waivers/asx-listing-rules/guidance-notes/gn08-continuous-disclosure.pdf"
    ],
    "conflict": {
     "values": [
      {
       "value": [
        {
         "rule": "Listing Rule 3.10.4",
         "requirement": "A copy of any disclosure document or PDS must be given to ASX immediately after it is lodged with ASIC or the overseas regulator. A copy of the information memorandum must be given to ASX before it is issued to prospective investors."
        }
       ],
       "source_url": "https://www.asx.com.au/documents/rules/Chapter03.pdf",
       "quote": "A copy of any +disclosure document or +PDS must be given to ASX immediately after it is lodged with +ASIC or the overseas regulator.  A copy of the +information memorandum must be given to ASX before it is issued to prospective investors.",
       "source_date": "1 December 2019"
      }
     ],
     "reason": "review UNSUPPORTED: SUPPORTED, The page excerpt directly quotes Listing Rule 3.10.4, which matches the claimed value and supporting quote exactly.",
     "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)"
    }
   },
   {
    "name": "product_disclosures",
    "value": "not_found",
    "read_at": "2026-10-31T01:53:03Z",
    "pages_checked": [
     "https://www.asx.com.au/markets/trade-our-cash-market/announcements",
     "https://www.asx.com.au/documents/rules/Chapter04.pdf",
     "https://www.ioof.com.au/financial-advisers/design-and-distribution-obligations",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-115mr-asic-calls-on-investment-product-issuers-to-lift-their-game-on-design-and-distribution-obligations",
     "https://www.asx.com.au/markets/trade-our-cash-market/historical-announcements",
     "https://www.asic.gov.au/regulatory-resources/managed-funds/design-and-distribution-obligations-for-schemes",
     "https://advisers.zurich.com.au/resources/change-navigator/design-and-distribution-obligations",
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://www.asx.com.au/documents/rules/Chapter03.pdf",
     "https://www.asx.com.au/content/dam/asx/rules-guidance-notes-waivers/asx-listing-rules/guidance-notes/gn08-continuous-disclosure.pdf"
    ],
    "conflict": {
     "values": [
      {
       "value": [
        {
         "document": "Product Disclosure Statement (PDS)",
         "basis": "must be prepared under Part 7.9 of the Corporations Act (e.g. registered managed investment scheme)"
        },
        {
         "document": "Target market determination (TMD)",
         "basis": "issuers must prepare a publicly available TMD under the design and distribution obligations (Part 7.8A of the Corporations Act), from 5 October 2021"
        }
       ],
       "source_url": "https://www.asic.gov.au/regulatory-resources/managed-funds/design-and-distribution-obligations-for-schemes",
       "quote": "An example of a financial product that the design and distribution obligations generally apply to is a registered managed investment scheme for which a Product Disclosure Statement (PDS) must be prepared under Part 7.9 of the Corporations Act.",
       "source_date": null
      }
     ],
     "reason": "review UNSUPPORTED: SUPPORTED, The excerpt explicitly confirms that a registered managed investment scheme requires a PDS under Part 7.9 and a TMD under Part 7.8A of the Corporations Act, effective from 5 October 2021.",
     "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)"
    }
   },
   {
    "name": "takeover_regime",
    "value": [
     {
      "rule": "Section 606 of the Corporations Act 2001 (control prohibition); ASIC may grant relief from section 606 to facilitate a downstream acquisition",
      "detail": "Relief granted subject to a standstill condition and a voting condition that allowed the upstream acquirer to vote up to 20% of the downstream relevant interest; exemption in item 14 of section 611 unavailable where upstream company unlisted",
      "policy": "Regulatory Guide 71 Downstream acquisitions (RG 71)"
     }
    ],
    "read_at": "2026-10-31T01:53:33Z",
    "pages_checked": [
     "https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-7",
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-115mr-asic-calls-on-investment-product-issuers-to-lift-their-game-on-design-and-distribution-obligations",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-220mr-asic-proposes-to-extend-design-and-distribution-obligations-instrument/",
     "https://www.legislation.gov.au/C2004A00818/latest",
     "https://www.legislation.gov.au/F2026L00995/asmade/2026-07-29/es/original/pdf",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-115mr-asic-calls-on-investment-product-issuers-to-lift-their-game-on-design-and-distribution-obligations/",
     "https://www.legislation.gov.au/C2004A00818/2021-10-05/authorises",
     "https://www.legislation.gov.au/F2021L01381/latest"
    ],
    "source_url": "https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-7",
    "source_date": "December 2021"
   },
   {
    "name": "ownership_reporting",
    "value": "not_found",
    "read_at": "2026-10-31T01:53:33Z",
    "pages_checked": [
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-7",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-115mr-asic-calls-on-investment-product-issuers-to-lift-their-game-on-design-and-distribution-obligations",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-220mr-asic-proposes-to-extend-design-and-distribution-obligations-instrument/",
     "https://www.legislation.gov.au/C2004A00818/latest",
     "https://www.legislation.gov.au/F2026L00995/asmade/2026-07-29/es/original/pdf",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-115mr-asic-calls-on-investment-product-issuers-to-lift-their-game-on-design-and-distribution-obligations/",
     "https://www.legislation.gov.au/C2004A00818/2021-10-05/authorises",
     "https://www.legislation.gov.au/F2021L01381/latest"
    ],
    "conflict": {
     "values": [
      {
       "value": [
        {
         "regime": "Substantial holding and tracing notice regimes governing the disclosure of beneficial ownership in listed entities (Chapter 6C Corporations Act)",
         "threshold": "existing 5% substantial holding threshold",
         "notes": "Enhanced regime adds 'deemed economic interest' and 'offsetting short position' based on derivatives; ASIC Corporations (Listed Entities Enhanced Beneficial Ownership) Instrument 2026/482 sets calculation methods, market maker exclusions, equivalent foreign requirements and register of relevant interests form"
        }
       ],
       "source_url": "https://www.legislation.gov.au/F2026L00995/asmade/2026-07-29/es/original/pdf",
       "quote": "The fact a person has no deemed economic interest in issued securities in the first situation aligns with the existing 5% substantial holding threshold.",
       "source_date": "29/07/2026"
      }
     ],
     "reason": "review PARTIAL: PARTIAL. The excerpt confirms the 5% threshold alignment but does not fully address the broader claimed regime details (e.g., \"deemed economic interest,\" \"offsetting short position,\" or other elements",
     "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)"
    }
   },
   {
    "name": "short_selling",
    "value": [
     {
      "instrument": "ASIC Corporations (Short Selling) Instrument 2018/745",
      "measure": "Section 11 provides relief for deferred settlement trading of ASX quoted products following certain corporate actions such as IPOs and rights issues",
      "expiry": "continue until ASIC Instrument 2018/745 sunsets on 1 October 2028"
     }
    ],
    "read_at": "2026-10-31T01:53:33Z",
    "pages_checked": [
     "https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-7",
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-115mr-asic-calls-on-investment-product-issuers-to-lift-their-game-on-design-and-distribution-obligations",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-220mr-asic-proposes-to-extend-design-and-distribution-obligations-instrument/",
     "https://www.legislation.gov.au/C2004A00818/latest",
     "https://www.legislation.gov.au/F2026L00995/asmade/2026-07-29/es/original/pdf",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-115mr-asic-calls-on-investment-product-issuers-to-lift-their-game-on-design-and-distribution-obligations/",
     "https://www.legislation.gov.au/C2004A00818/2021-10-05/authorises",
     "https://www.legislation.gov.au/F2021L01381/latest"
    ],
    "source_url": "https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-7",
    "source_date": "December 2021"
   },
   {
    "name": "market_abuse",
    "value": "not_found",
    "read_at": "2026-10-31T01:54:48Z",
    "pages_checked": [
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-7",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-115mr-asic-calls-on-investment-product-issuers-to-lift-their-game-on-design-and-distribution-obligations",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-220mr-asic-proposes-to-extend-design-and-distribution-obligations-instrument/",
     "https://www.legislation.gov.au/C2004A00818/latest",
     "https://www.legislation.gov.au/F2026L00995/asmade/2026-07-29/es/original/pdf",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-115mr-asic-calls-on-investment-product-issuers-to-lift-their-game-on-design-and-distribution-obligations/",
     "https://www.legislation.gov.au/C2004A00818/2021-10-05/authorises",
     "https://www.legislation.gov.au/F2021L01381/latest"
    ]
   },
   {
    "name": "trading_controls",
    "value": "not_found",
    "read_at": "2026-10-31T01:54:48Z",
    "pages_checked": [
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-7",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-115mr-asic-calls-on-investment-product-issuers-to-lift-their-game-on-design-and-distribution-obligations",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-220mr-asic-proposes-to-extend-design-and-distribution-obligations-instrument/",
     "https://www.legislation.gov.au/C2004A00818/latest",
     "https://www.legislation.gov.au/F2026L00995/asmade/2026-07-29/es/original/pdf",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-115mr-asic-calls-on-investment-product-issuers-to-lift-their-game-on-design-and-distribution-obligations/",
     "https://www.legislation.gov.au/C2004A00818/2021-10-05/authorises",
     "https://www.legislation.gov.au/F2021L01381/latest"
    ]
   },
   {
    "name": "market_calendar",
    "value": "ASX trading hours and calendars hub: ASX Trade calendar (cash market and derivatives), expiry calendar, 2026 settlement calendar (PDF), 2026 reporting dates calendar for listed entities (PDF)",
    "read_at": "2026-10-23",
    "pages_checked": [
     "https://www.asx.com.au/markets/market-resources/trading-hours-calendar"
    ],
    "source_url": "https://www.asx.com.au/markets/market-resources/trading-hours-calendar"
   },
   {
    "name": "halts_sources",
    "value": "Trading halts per Listing Rule 17.1 (\"A trading halt can only be granted for a maximum period of two trading days\" - Guidance Note 16); suspension for late periodic reports per LR 17.5. No live halts-list page found on asx.com.au.",
    "read_at": "2026-10-23",
    "pages_checked": [
     "https://www.asx.com.au/documents/rules/gn16_trading_halts.pdf",
     "https://www.asx.com.au/documents/rules/Chapter17.pdf"
    ],
    "source_url": "https://www.asx.com.au/documents/rules/gn16_trading_halts.pdf"
   },
   {
    "name": "identifiers",
    "value": {
     "company_identifier": "ACN (ASIC gives company ACN on registration, Corporations Act 2001 s118)"
    },
    "read_at": "2026-10-31T01:53:33Z",
    "pages_checked": [
     "https://www.legislation.gov.au/C2004A00818/latest",
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-7",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-115mr-asic-calls-on-investment-product-issuers-to-lift-their-game-on-design-and-distribution-obligations",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-220mr-asic-proposes-to-extend-design-and-distribution-obligations-instrument/",
     "https://www.legislation.gov.au/F2026L00995/asmade/2026-07-29/es/original/pdf",
     "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-115mr-asic-calls-on-investment-product-issuers-to-lift-their-game-on-design-and-distribution-obligations/",
     "https://www.legislation.gov.au/C2004A00818/2021-10-05/authorises",
     "https://www.legislation.gov.au/F2021L01381/latest"
    ],
    "source_url": "https://www.legislation.gov.au/C2004A00818/latest",
    "source_date": "19 September 2026"
   },
   {
    "name": "isin_prefix",
    "value": "AU - \"ASX is the National Numbering Agency (NNA) for Australia\"; APIR Systems Limited allocates for Australian unlisted collective investment products on ASX's behalf",
    "read_at": "2026-10-23",
    "pages_checked": [
     "https://www.asx.com.au/markets/market-resources/isin-services"
    ],
    "source_url": "https://www.asx.com.au/markets/market-resources/isin-services",
    "conflict": {
     "values": [
      {
       "value": {
        "structure": "a prefix which is a 2 character alpha country code. a 9 character code which identifies the security. a check character computed using the modulus 10 formula.",
        "standard": "ISO 6166",
        "national_numbering_agency": "ASX is the National Numbering Agency (NNA) for Australia",
        "scope": "ISINs for Australian issued financial instruments",
        "limit": "ASX is unable to create the new ISIN for non-Australian issuers; an entity incorporated outside Australia proposing to issue a new class of securities other than CDIs will need to obtain and provide an ISIN for that class"
       },
       "source_url": "https://www.asx.com.au/markets/market-resources/isin-services",
       "quote": "ASX is the National Numbering Agency (NNA) for Australia and a member of the Association of National Numbering Agencies (ANNA). As a NNA, ASX is responsible for the allocation of International Securities Identification Numbers (ISIN), Classification of Financial Instruments (CFI) codes and Financial Instrument Short Names (FISN) for Australian issued financial instruments.",
       "source_date": null
      }
     ],
     "reason": "review PARTIAL: PARTIAL\n\nThe excerpt confirms ASX as Australia's NNA and its role in allocating ISINs for Australian-issued financial instruments, but it does not explicitly detail the ISIN prefix structure (e.g., \"A",
     "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)"
    }
   },
   {
    "name": "lei_requirements",
    "value": "LEI issued by any GLEIF-accredited LEI issuer accredited for the entity's jurisdiction; \"Legal entities are not limited to using an LEI Issuer domiciled in its own country\". No Australia-specific issuer name read on an official page.",
    "read_at": "2026-10-23",
    "pages_checked": [
     "https://www.gleif.org/en/about-lei/get-an-lei-find-lei-issuing-organizations"
    ],
    "source_url": "https://www.gleif.org/en/about-lei/get-an-lei-find-lei-issuing-organizations"
   },
   {
    "name": "settlement",
    "value": [
     {
      "instrument": "ASX quoted securities (new issues)",
      "cycle": "normal T+2 basis",
      "note": "First settlement date of trades conducted on a deferred settlement basis and on a normal T+2 basis is two business days after trading starts on a normal T+2 basis (3 business days after the issue date)"
     }
    ],
    "read_at": "2026-10-31T01:53:56Z",
    "pages_checked": [
     "https://www.asx.com.au/content/dam/asx/documents/unlinked-docs/compliance/updated-appendix-3b.pdf",
     "https://www.asx.com.au/markets/market-resources/isin-services",
     "https://www.asx.com.au/content/dam/asx/connectivity-and-data/isin-application-form.pdf",
     "https://www.asx.com.au/markets/market-resources/asx-codes-and-descriptors",
     "https://www.gleif.org/en/about-lei/get-an-lei-find-lei-issuing-organizations",
     "https://www.asic.gov.au/online-services/search-asic-registers/company-and-organisation-registers",
     "https://connectonline.asic.gov.au/HLP/SearchRegisters/sch-using-this-service/sch-whatyoucansearch/organisations-and-business-names/index.htm",
     "https://connectonline.asic.gov.au/OPH/HelpLandingPages/SCH_ACON_TH_ORG_BUS_NAMES_SCH",
     "https://www.legislation.gov.au/F2020L00618/asmade",
     "https://www.legislation.gov.au/F2021L01381/2024-03-23/2024-03-23/text/original/pdf"
    ],
    "source_url": "https://www.asx.com.au/content/dam/asx/documents/unlinked-docs/compliance/updated-appendix-3b.pdf",
    "source_date": "5 June 2021"
   },
   {
    "name": "clearing_and_custody",
    "value": "not_found",
    "read_at": "2026-10-31T01:54:49Z",
    "pages_checked": [
     "https://www.asx.com.au/markets/market-resources/isin-services",
     "https://www.asx.com.au/content/dam/asx/connectivity-and-data/isin-application-form.pdf",
     "https://www.asx.com.au/markets/market-resources/asx-codes-and-descriptors",
     "https://www.asx.com.au/content/dam/asx/documents/unlinked-docs/compliance/updated-appendix-3b.pdf",
     "https://www.gleif.org/en/about-lei/get-an-lei-find-lei-issuing-organizations",
     "https://www.asic.gov.au/online-services/search-asic-registers/company-and-organisation-registers",
     "https://connectonline.asic.gov.au/HLP/SearchRegisters/sch-using-this-service/sch-whatyoucansearch/organisations-and-business-names/index.htm",
     "https://connectonline.asic.gov.au/OPH/HelpLandingPages/SCH_ACON_TH_ORG_BUS_NAMES_SCH",
     "https://www.legislation.gov.au/F2020L00618/asmade",
     "https://www.legislation.gov.au/F2021L01381/2024-03-23/2024-03-23/text/original/pdf"
    ]
   },
   {
    "name": "corporate_actions",
    "value": [
     {
      "event": "bonus issue",
      "rule": "record date must be at least 4 business days from the announcement date (day 0); ex date is one business day before the record date"
     },
     {
      "event": "standard pro rata issue",
      "rule": "record date must be at least 3 business days from the announcement date (day 0)"
     },
     {
      "event": "entitlement offer closing",
      "rule": "Offers close at 5pm on this day. The date must be at least 7 business days after the entity announces that the offer documents have been sent to holders."
     },
     {
      "event": "extension of offer closing date",
      "rule": "At least 3 business days' notice must be given; notification before noon (Sydney time)"
     },
     {
      "event": "renounceable issue rights trading",
      "rule": "rights trading ends at the close of trading 5 business days before the applications closing date"
     },
     {
      "event": "non-renounceable offer",
      "rule": "Listing rule 7.11.3 requires that non-renounceable offers must not exceed a ratio of 1:1"
     }
    ],
    "read_at": "2026-10-31T01:53:56Z",
    "pages_checked": [
     "https://www.asx.com.au/content/dam/asx/documents/unlinked-docs/compliance/updated-appendix-3b.pdf",
     "https://www.asx.com.au/markets/market-resources/isin-services",
     "https://www.asx.com.au/content/dam/asx/connectivity-and-data/isin-application-form.pdf",
     "https://www.asx.com.au/markets/market-resources/asx-codes-and-descriptors",
     "https://www.gleif.org/en/about-lei/get-an-lei-find-lei-issuing-organizations",
     "https://www.asic.gov.au/online-services/search-asic-registers/company-and-organisation-registers",
     "https://connectonline.asic.gov.au/HLP/SearchRegisters/sch-using-this-service/sch-whatyoucansearch/organisations-and-business-names/index.htm",
     "https://connectonline.asic.gov.au/OPH/HelpLandingPages/SCH_ACON_TH_ORG_BUS_NAMES_SCH",
     "https://www.legislation.gov.au/F2020L00618/asmade",
     "https://www.legislation.gov.au/F2021L01381/2024-03-23/2024-03-23/text/original/pdf"
    ],
    "source_url": "https://www.asx.com.au/content/dam/asx/documents/unlinked-docs/compliance/updated-appendix-3b.pdf",
    "source_date": "5 June 2021"
   },
   {
    "name": "retail_access",
    "value": "not_found",
    "read_at": "2026-10-31T01:53:56Z",
    "pages_checked": [
     "https://www.asx.com.au/markets/market-resources/isin-services",
     "https://www.asx.com.au/content/dam/asx/connectivity-and-data/isin-application-form.pdf",
     "https://www.asx.com.au/markets/market-resources/asx-codes-and-descriptors",
     "https://www.asx.com.au/content/dam/asx/documents/unlinked-docs/compliance/updated-appendix-3b.pdf",
     "https://www.gleif.org/en/about-lei/get-an-lei-find-lei-issuing-organizations",
     "https://www.asic.gov.au/online-services/search-asic-registers/company-and-organisation-registers",
     "https://connectonline.asic.gov.au/HLP/SearchRegisters/sch-using-this-service/sch-whatyoucansearch/organisations-and-business-names/index.htm",
     "https://connectonline.asic.gov.au/OPH/HelpLandingPages/SCH_ACON_TH_ORG_BUS_NAMES_SCH",
     "https://www.legislation.gov.au/F2020L00618/asmade",
     "https://www.legislation.gov.au/F2021L01381/2024-03-23/2024-03-23/text/original/pdf"
    ],
    "conflict": {
     "values": [
      {
       "value": [
        {
         "framework": "ASIC Corporations (Design and Distribution Obligations Interim Measures) Instrument 2021/784",
         "measure": "For Part 7.8A, paragraph 761G(7)(c) modified: omit \"6 months\", substitute \"2 years\"; professional investor test: gross assets of at least $10 million",
         "repeal": "repealed at the start of 5 October 2028"
        }
       ],
       "source_url": "https://www.legislation.gov.au/F2021L01381/2024-03-23/2024-03-23/text/original/pdf",
       "quote": "(i) in paragraph 761G(7)(c), omit “6 months”, substitute “2 years”;",
       "source_date": "23/03/2024"
      }
     ],
     "reason": "review PARTIAL: PARTIAL\n\nThe excerpt supports the modification of paragraph 761G(7)(c) to substitute \"6 months\" with \"2 years\" but does not explicitly mention the professional investor test change to \"gross assets of",
     "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)"
    }
   },
   {
    "name": "cross_border_access",
    "value": "not_found",
    "read_at": "2026-10-31T01:53:56Z",
    "pages_checked": [
     "https://www.asx.com.au/markets/market-resources/isin-services",
     "https://www.asx.com.au/content/dam/asx/connectivity-and-data/isin-application-form.pdf",
     "https://www.asx.com.au/markets/market-resources/asx-codes-and-descriptors",
     "https://www.asx.com.au/content/dam/asx/documents/unlinked-docs/compliance/updated-appendix-3b.pdf",
     "https://www.gleif.org/en/about-lei/get-an-lei-find-lei-issuing-organizations",
     "https://www.asic.gov.au/online-services/search-asic-registers/company-and-organisation-registers",
     "https://connectonline.asic.gov.au/HLP/SearchRegisters/sch-using-this-service/sch-whatyoucansearch/organisations-and-business-names/index.htm",
     "https://connectonline.asic.gov.au/OPH/HelpLandingPages/SCH_ACON_TH_ORG_BUS_NAMES_SCH",
     "https://www.legislation.gov.au/F2020L00618/asmade",
     "https://www.legislation.gov.au/F2021L01381/2024-03-23/2024-03-23/text/original/pdf"
    ],
    "conflict": {
     "values": [
      {
       "value": [
        {
         "context": "ASX bonus issues",
         "rule": "Entity must disclose countries in which it has security holders who will not be eligible to participate; the entity must send each holder to whom it will not offer the securities details of the issue and advice that the entity will not offer securities to them (listing rule 7.7.1(b))"
        }
       ],
       "source_url": "https://www.asx.com.au/content/dam/asx/documents/unlinked-docs/compliance/updated-appendix-3b.pdf",
       "quote": "The entity must send each holder to whom it will not offer the securities details of the issue and advice that the entity will not offer securities to them (listing rule 7.7.1(b)).",
       "source_date": "5 June 2021"
      }
     ],
     "reason": "review UNSUPPORTED: SUPPORTED, The excerpt explicitly includes the requirement under \"2D.2\" that aligns with the claimed rule (listing rule 7.7.1(b)), stating the entity must disclose countries with ineligible security h",
     "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)"
    }
   },
   {
    "name": "tax_at_source",
    "value": "not_found",
    "read_at": "2026-10-31T01:54:49Z",
    "pages_checked": [
     "https://www.asx.com.au/markets/market-resources/isin-services",
     "https://www.asx.com.au/content/dam/asx/connectivity-and-data/isin-application-form.pdf",
     "https://www.asx.com.au/markets/market-resources/asx-codes-and-descriptors",
     "https://www.asx.com.au/content/dam/asx/documents/unlinked-docs/compliance/updated-appendix-3b.pdf",
     "https://www.gleif.org/en/about-lei/get-an-lei-find-lei-issuing-organizations",
     "https://www.asic.gov.au/online-services/search-asic-registers/company-and-organisation-registers",
     "https://connectonline.asic.gov.au/HLP/SearchRegisters/sch-using-this-service/sch-whatyoucansearch/organisations-and-business-names/index.htm",
     "https://connectonline.asic.gov.au/OPH/HelpLandingPages/SCH_ACON_TH_ORG_BUS_NAMES_SCH",
     "https://www.legislation.gov.au/F2020L00618/asmade",
     "https://www.legislation.gov.au/F2021L01381/2024-03-23/2024-03-23/text/original/pdf"
    ]
   },
   {
    "name": "fees_and_levies",
    "value": "not_found",
    "read_at": "2026-10-31T01:54:49Z",
    "pages_checked": [
     "https://www.ioof.com.au/financial-advisers/design-and-distribution-obligations",
     "https://www.superannuation.asn.au/service_standards/design-and-distribution-obligations-ddo/",
     "https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/obligations-when-giving-financial-advice",
     "https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf",
     "https://download.asic.gov.au/media/clqh43yt/rep-795-published-10-september-2024.pdf",
     "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
     "https://download.asic.gov.au/media/llbdpf5b/rep762-published-03-may-2023.pdf",
     "https://www.legislation.gov.au/C2004A00818/2025-07-01",
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/"
    ]
   },
   {
    "name": "conduct_and_conflicts",
    "value": "not_found",
    "read_at": "2026-10-31T01:54:25Z",
    "pages_checked": [
     "https://www.ioof.com.au/financial-advisers/design-and-distribution-obligations",
     "https://www.superannuation.asn.au/service_standards/design-and-distribution-obligations-ddo/",
     "https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/obligations-when-giving-financial-advice",
     "https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf",
     "https://download.asic.gov.au/media/clqh43yt/rep-795-published-10-september-2024.pdf",
     "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
     "https://download.asic.gov.au/media/llbdpf5b/rep762-published-03-may-2023.pdf",
     "https://www.legislation.gov.au/C2004A00818/2025-07-01",
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/"
    ]
   },
   {
    "name": "recordkeeping",
    "value": [
     {
      "obligation": "A distributor must keep complete and accurate records of distribution information",
      "includes": [
       "the number of complaints received about a product",
       "information specified by the issuer in the TMD"
      ],
      "legal_basis": "s994F(3)"
     }
    ],
    "read_at": "2026-10-31T01:52:26Z",
    "pages_checked": [
     "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
     "https://www.ioof.com.au/financial-advisers/design-and-distribution-obligations",
     "https://www.superannuation.asn.au/service_standards/design-and-distribution-obligations-ddo/",
     "https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/obligations-when-giving-financial-advice",
     "https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf",
     "https://download.asic.gov.au/media/clqh43yt/rep-795-published-10-september-2024.pdf",
     "https://download.asic.gov.au/media/llbdpf5b/rep762-published-03-may-2023.pdf",
     "https://www.legislation.gov.au/C2004A00818/2025-07-01",
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/"
    ],
    "source_url": "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
    "source_date": "September 2024"
   },
   {
    "name": "complaints_and_redress",
    "value": "not_found",
    "read_at": "2026-10-31T01:54:50Z",
    "pages_checked": [
     "https://www.ioof.com.au/financial-advisers/design-and-distribution-obligations",
     "https://www.superannuation.asn.au/service_standards/design-and-distribution-obligations-ddo/",
     "https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/obligations-when-giving-financial-advice",
     "https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf",
     "https://download.asic.gov.au/media/clqh43yt/rep-795-published-10-september-2024.pdf",
     "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
     "https://download.asic.gov.au/media/llbdpf5b/rep762-published-03-may-2023.pdf",
     "https://www.legislation.gov.au/C2004A00818/2025-07-01",
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/"
    ]
   },
   {
    "name": "effective_changes",
    "value": "not_found",
    "read_at": "2026-10-31T01:45:55Z",
    "pages_checked": [
     "https://www.ioof.com.au/financial-advisers/design-and-distribution-obligations",
     "https://www.superannuation.asn.au/service_standards/design-and-distribution-obligations-ddo/",
     "https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/obligations-when-giving-financial-advice",
     "https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf",
     "https://download.asic.gov.au/media/clqh43yt/rep-795-published-10-september-2024.pdf",
     "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
     "https://download.asic.gov.au/media/llbdpf5b/rep762-published-03-may-2023.pdf",
     "https://www.legislation.gov.au/C2004A00818/2025-07-01",
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/"
    ]
   },
   {
    "name": "additional_duty_fields",
    "value": "not_found",
    "read_at": "2026-10-31T01:54:50Z",
    "pages_checked": [
     "https://www.ioof.com.au/financial-advisers/design-and-distribution-obligations",
     "https://www.superannuation.asn.au/service_standards/design-and-distribution-obligations-ddo/",
     "https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/obligations-when-giving-financial-advice",
     "https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf",
     "https://download.asic.gov.au/media/clqh43yt/rep-795-published-10-september-2024.pdf",
     "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf",
     "https://download.asic.gov.au/media/llbdpf5b/rep762-published-03-may-2023.pdf",
     "https://www.legislation.gov.au/C2004A00818/2025-07-01",
     "https://treasury.gov.au/consultation/c2019-t408904/update-ddo-regime",
     "https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/"
    ]
   }
  ],
  "seed": {
   "note": "seed v1 (BOOK-01): the twelve node-page fields and the apex duty line carried in as values with their source URLs and read dates — evidence kept, shape reset; every other field not_found with pages_checked empty (not yet read; BOOK-02)",
   "node_record": {
    "url": "https://au-eco.ai/eco.json",
    "read_at": "2026-10-30T21:17:22Z",
    "sha256": "eda2529534e0ba45a562619f6d83adf2c48a4b56c8aaa7fcb9a1fb0503990179",
    "kid": "allooloo-eco-2026-10",
    "hunted": "2026-10-23",
    "schema": "allooloo-eco/1.0",
    "pages_checked": [
     "https://asic.gov.au/about-asic/what-we-do/",
     "https://www.asx.com.au/markets/market-resources/asx-market-announcements (404)",
     "https://www.asx.com.au/markets/market-resources/trading-hours-calendar",
     "https://www.asx.com.au/documents/rules/Chapter03.pdf",
     "https://www.asx.com.au/documents/rules/Chapter04.pdf",
     "https://www.asx.com.au/markets/trade-our-cash-market/announcements",
     "https://www.asx.com.au/markets/market-resources/trading-halts-and-suspensions (404)",
     "https://www.asx.com.au/documents/rules/Chapter01.pdf",
     "https://www.asx.com.au/documents/rules/Chapter19.pdf",
     "https://www.asx.com.au/markets/trade-our-cash-market/historical-announcements",
     "https://www.gleif.org/en/about-lei/get-an-lei-find-lei-issuing-organizations",
     "https://www.asx.com.au/markets/market-resources/isin-services",
     "https://www.asx.com.au/documents/rules/Chapter17.pdf",
     "https://www.asx.com.au/content/dam/asx/rules-guidance-notes-waivers/asx-listing-rules/guidance-notes/gn08-continuous-disclosure.pdf",
     "https://www.asx.com.au/documents/rules/gn16_trading_halts.pdf",
     "https://announcements.asx.com.au/ (File Not Found content)",
     "https://www.asx.com.au/markets/trade-our-cash-market/directory",
     "https://www.asx.com.au/markets/market-resources/market-notices (redirects to asxonline.com)"
    ],
    "notes": "The Chapter 3/4/17 PDFs served at asx.com.au/documents/rules appear to be an older consolidated copy (Chapter 4 page footer dated 19 December 2016); confirm deadlines against the current Listing Rules before relying. Appendix 4D deadline taken from the Chapter 4 explanatory note (2 months / 75 days for exploration entities). GLEIF LOU country filter is dynamic and was not readable."
   },
   "duty_line": {
    "source": "https://mcp.getissuer.ai/mcp",
    "list_nodes_read_at": "2026-10-30T21:17:22Z"
   },
   "source_notes": {
    "regulator": {
     "url": "https://asic.gov.au/",
     "source": "https://asic.gov.au/about-asic/what-we-do/",
     "state": "sourced"
    },
    "exchanges": {
     "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory",
     "state": "sourced"
    },
    "regulated_information_store": {
     "url": "https://www.asx.com.au/markets/trade-our-cash-market/historical-announcements",
     "source": "https://www.asx.com.au/markets/trade-our-cash-market/announcements ; https://www.asx.com.au/documents/rules/Chapter04.pdf",
     "state": "sourced"
    },
    "periodic_disclosure": {
     "source": "https://www.asx.com.au/documents/rules/Chapter04.pdf",
     "state": "sourced"
    },
    "ad_hoc_regime": {
     "source": "https://www.asx.com.au/documents/rules/Chapter03.pdf ; https://www.asx.com.au/content/dam/asx/rules-guidance-notes-waivers/asx-listing-rules/guidance-notes/gn08-continuous-disclosure.pdf",
     "state": "sourced"
    },
    "filing_format": {
     "state": "not found",
     "checked": [
      "https://www.asx.com.au/documents/rules/Chapter04.pdf",
      "https://www.asx.com.au/documents/rules/gn14_lodging_announcements.pdf (not a PDF / unreadable)"
     ]
    },
    "isin_prefix": {
     "source": "https://www.asx.com.au/markets/market-resources/isin-services",
     "state": "sourced"
    },
    "lei": {
     "url": "https://www.gleif.org/en/about-lei/get-an-lei-find-lei-issuing-organizations",
     "source": "https://www.gleif.org/en/about-lei/get-an-lei-find-lei-issuing-organizations",
     "state": "sourced"
    },
    "market_calendar": {
     "url": "https://www.asx.com.au/markets/market-resources/trading-hours-calendar",
     "source": "https://www.asx.com.au/markets/market-resources/trading-hours-calendar",
     "state": "sourced"
    },
    "filing_languages": {
     "source": "https://www.asx.com.au/content/dam/asx/rules-guidance-notes-waivers/asx-listing-rules/guidance-notes/gn08-continuous-disclosure.pdf",
     "state": "sourced"
    },
    "trading_halts_page": {
     "url": "https://www.asx.com.au/documents/rules/gn16_trading_halts.pdf",
     "source": "https://www.asx.com.au/documents/rules/gn16_trading_halts.pdf ; https://www.asx.com.au/documents/rules/Chapter17.pdf",
     "state": "sourced"
    },
    "store_lookup_url": {
     "url": "https://www.asx.com.au/markets/trade-our-cash-market/historical-announcements",
     "source": "https://www.asx.com.au/markets/trade-our-cash-market/historical-announcements",
     "state": "sourced"
    }
   },
   "revision": "evidence (2026-10-30): every key the node record carried beside each value, and the record-level pages_checked and notes, kept so the page generator rebuilds the record from the Book byte for byte; values unchanged"
  },
  "source_hashes": {
   "https://asic.gov.au/about-asic/what-we-do/": {
    "hash": "sha256:b409d2d4ca9fc349b86b58d12472027f76c4e583ba9ec6a938f3b5ee0284e931",
    "status": 200,
    "read_at": "2026-10-30T21:17:26Z"
   },
   "https://www.asx.com.au/content/dam/asx/rules-guidance-notes-waivers/asx-listing-rules/guidance-notes/gn08-continuous-disclosure.pdf": {
    "hash": "sha256:cafc14f4fbc1ed623b94d0a45adc9d289cd9087cb60796902277e82e76ef3eda",
    "status": 200,
    "read_at": "2026-10-30T21:17:35Z"
   },
   "https://www.asx.com.au/documents/rules/Chapter03.pdf": {
    "hash": "sha256:5bb449a4afd819e29291bdb292da9ced7621bf61e668f96ce5cbda67a71b7e85",
    "status": 200,
    "read_at": "2026-10-30T21:17:35Z"
   },
   "https://www.asx.com.au/documents/rules/Chapter04.pdf": {
    "hash": "sha256:67a29ee626af5f048399a7c91c5dfd7a1b3f2cdd5c465af32523dbe9e731ec74",
    "status": 200,
    "read_at": "2026-10-30T21:17:35Z"
   },
   "https://www.asx.com.au/documents/rules/Chapter17.pdf": {
    "hash": "sha256:032b937cc153913692bfda8bcfc5ccad11bb72e14c2afa1c194c674cb5a3c196",
    "status": 200,
    "read_at": "2026-10-30T21:17:35Z"
   },
   "https://www.asx.com.au/documents/rules/gn14_lodging_announcements.pdf": {
    "hash": "sha256:45e9c1aca9e9976d4674ae23e7f6d055ce0646d1d08f549dffa67df28ca4d84f",
    "status": 200,
    "read_at": "2026-10-30T21:17:35Z"
   },
   "https://www.asx.com.au/documents/rules/gn16_trading_halts.pdf": {
    "hash": "sha256:f9bf209dbae02b5b55b656c3abae0d8e137a71022ecedc2dcea3cb6c18734c64",
    "status": 200,
    "read_at": "2026-10-30T21:17:35Z"
   },
   "https://www.asx.com.au/markets/market-resources/isin-services": {
    "hash": "sha256:f6d622f3b32d16d6f2f3fd87441419ddca597da3133e9ec2dbe3b82ee5f9098e",
    "status": 200,
    "read_at": "2026-10-30T21:17:35Z"
   },
   "https://www.asx.com.au/markets/market-resources/trading-hours-calendar": {
    "hash": "sha256:2414d3fa1905c1a5bc2761f0d5226c9a9c8e90d96f36885be202d6d09c4b89d1",
    "status": 200,
    "read_at": "2026-10-30T21:17:35Z"
   },
   "https://www.asx.com.au/markets/trade-our-cash-market/announcements": {
    "hash": "sha256:9e2cd04d765de18b34210f195baa4cbab6ac6a55ec31a538edeb18c1b28d76b6",
    "status": 200,
    "read_at": "2026-10-30T21:17:35Z"
   },
   "https://www.asx.com.au/markets/trade-our-cash-market/directory": {
    "hash": "sha256:fa948e290406560ef8eb58f6e56c9e5941ca78be7b1366f10e4e101e58737dd8",
    "status": 200,
    "read_at": "2026-10-30T21:17:36Z"
   },
   "https://www.asx.com.au/markets/trade-our-cash-market/historical-announcements": {
    "hash": "sha256:22e6998004c1b0fa4e4317c96cd5c61b33b2f51d2a5e55d5f599bf6a50eed9f6",
    "status": 200,
    "read_at": "2026-10-30T21:17:36Z"
   },
   "https://www.gleif.org/en/about-lei/get-an-lei-find-lei-issuing-organizations": {
    "hash": "sha256:59b596ee6a313f3964f64d24a7e93db08807e725673e357f1c311ece137d8674",
    "status": 200,
    "read_at": "2026-10-30T21:17:47Z"
   }
  },
  "reading": {
   "run": "reads/DEFECTS01-READS-20261101",
   "order": "DEFECTS-01 (2026-11-01): targeted read of duty_map against the Corporations Act 2001 Part 7.8A (design and distribution obligations, ss 994A-994Q) and ASIC Regulatory Guide 274",
   "read_at": "2026-11-01T00:35:35Z",
   "engines": {
    "search": "perplexity sonar",
    "reader": "claude-opus-5-5",
    "review": "mistral-large-latest (review-only)"
   },
   "pages": {
    "https://mcp.getissuer.ai/mcp": {
     "status": 405,
     "sha256": "sha256:e3b0c44298fc1c149afbf4c8996fb92427ae41e4649b934ca495991b7852b855",
     "read_at": "2026-11-01T00:34:46Z",
     "last_modified": null
    },
    "https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-274-product-design-and-distribution-obligations": {
     "status": 200,
     "sha256": "sha256:508fdcc48522f45dc725d2b1712c1021a2969464d3143445c67549accb4134c8",
     "read_at": "2026-11-01T00:34:59Z",
     "last_modified": null
    },
    "https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/faqs-design-and-distribution-obligations-for-advice-licensees-and-financial-advisers": {
     "status": 200,
     "sha256": "sha256:4f3beafa2f5e7f096fdc40caf6369c5d0480a7a17c0074e11dff2fc0b4108ceb",
     "read_at": "2026-11-01T00:34:59Z",
     "last_modified": null
    },
    "https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf": {
     "status": 200,
     "sha256": "sha256:da53d2bd9fcef09f3245c1c2b4f501c3c0606f5dc85fac48c407c0eaf58e75d0",
     "read_at": "2026-11-01T00:34:59Z",
     "last_modified": "Mon, 09 Sep 2024 21:34:54 GMT"
    },
    "https://www.asic.gov.au/regulatory-resources/managed-funds/design-and-distribution-obligations-for-schemes": {
     "status": 200,
     "sha256": "sha256:7bac2d49c767b43ce3608338896a60586901e02a9154fcf512f003021f0c7b41",
     "read_at": "2026-11-01T00:34:59Z",
     "last_modified": null
    },
    "https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-320mr-asic-releases-regulatory-guide-on-product-design-and-distribution-obligations/": {
     "status": 200,
     "sha256": "sha256:13aa300d61e6e6a7e505ab8c14ff1214c2fe54a9dc8217557c89f60ff62ea594",
     "read_at": "2026-11-01T00:34:59Z",
     "last_modified": null
    }
   },
   "counts": {
    "value": 1
   },
   "notes": {
    "duty_map": "8 object(s) verified, 2 not · held value superseded"
   },
   "mode": "replace"
  }
 },
 "signature": {
  "alg": "EdDSA",
  "kid": "allooloo-eco-2026-10",
  "protected": "eyJhbGciOiJFZERTQSIsImtpZCI6ImFsbG9vbG9vLWVjby0yMDI2LTEwIn0",
  "signature": "bfvf60KqKLp6LTZknRKrhE-t3kp0LUH4Xn2aHDfnYJ0iHE3XvUphne6TJVkyWxXXJAbiFJzdTT2P7xs1qaYWAg",
  "jwks": "https://mcp.au-cm-kg.ai/.well-known/jwks.json",
  "over": "base64url(protected) + '.' + base64url(canonical JSON of the file without signature: keys sorted, compact)"
 }
}